ACLEDA Securities Plc.

 »  My Learnings  »  Securities Dictionary

Securities Dictionary

     
532 Words
Accounting Firm
Accrued Interest
Additional Issuance of Equity Securities
Advertisement
Algorithmic Trading System
Alternative Trading Systems (ATS)
Amortization
Amortization Schedule
Annuities
Anukret
Anukret
Applicant
Arbitrage Trading
Asset Transfer
Asset Transfer
Asset Valuation Agent
Asset-Backed Securities
Asset-Liability Management
Associate
Associated Person of a Broker or Dealer
Attachment
Auction
Audit / Auditing
Audit Committee
Auditor
Autonomous Transactions Affecting Excess Reserves
Back-Office System
Backup
Balance Sheet
Bank Debenture
Basic Securities Certificate
Basis Point
Bearer
Bearer Bonds
Bearer Securities
Bearer Security
Benchmark Issue
Benchmark Yield Curve
Bequest
Best Execution
Bid Price
Blind Inter-Dealer Broker Screens
Board of Directors
Bond Conversion
Bond Washing
Bond with Equity Warrant
Bond with Warrants
Bonds
Book-Entry Securities
Book-Entry System
Brady Bonds
Branch of a Foreign Securities Firm
Bullet Loans
Bureau
Buy
Buy-and-Hold
Buyback Operation
CEDEL
Call Option
Capital Adequacy
Capital Expenditure
Capital Gain
Captive Sources of Government Funding
Cash Flow
Cash Management
Cashier's Check
Central Bank Liquidity Management Policy
Central Counterparty
Central Depository
Change of Office Type
Change of a Business Office
Clearance and Settlement Facility
Clearing
Close Relative
Close-ended Funds
Closed Funds
Closed-End Mutual Fund
Code of Ethics
Collateral
Collateralized Mortgage Obligation
Collective Investment Contract
Collective Investment Fund
Collective Investment Product
Collective Investment Scheme
Collusion
Commencement of Business
Commercial Paper
Committee in Payment and Settlement Systems
Common Control Combination
Company
Competitive bidding
Composition
Conduit or "Paper Company"
Confidentiality Agreement
Contingent Liabilities
Continuous Disclosure
Contractual CIF
Contractual Mutual Fund
Contractual saving industry
Controlling Interest in Voting Share
Conversion Rights
Convertible Bond
Convertible Debt Securities
Correspondent Bank
Country Risk
Coupon
Coupon Rate
Coupon Washing Trade
Court
Credit Enhancement
Credit Risk
Crowding Out
Currency Risk
Custody Account
Custody Arrangement
Custody of Securities, Funds or Other Property
Cut-Off Price
DVP
Damage
Day Trading
Dealer Market
Debenture
Debt Management Office
Debt Securities
Deep-Discount Bond
Default Risk
Deficit Grants
Delivery Versus Payment
Dematerialized Securities
Denomination
Depleting Assets
Depositary Receipts
Depository System for Securities
Derivative Broker
Derivative Brokerage Business
Derivative Instrument
Derivative Instrument
Derivative Representative
Derivatives
Derivatives Markets
Development Rights
Directed Credit
Director
Directors
Disciplinary Actions
Disclosure Document
Disclosure Requirements
Discount
Discount Window
Discretionary Account
Dual-Currency Bonds
Due Date
E-Trading
EUROCLEAR
Electronic Trading Systems (ETS)
Endorse
Endorsement
Equity Securities
Eurobonds
Eurodolger
Ex-ante Price Information
Ex-post Price Information
Excess Reserve
Execution Risk
Executive Director
Exempt Offer
Exempt Securities Dealer
Exempt Securities Transaction
External Auditor
Face Amount
Family Member
Financial Accounting Standards Board (FASB)
Financial Instruments
Financial Intermediation
Financial Statement
Firm Commitment
Fixed-Rate Instrument
Floating-Rate Note
Floating-Rate Securities
Foreign Currency-Linked Instrument
Forgery
Forward Transaction
Fragmentation of Market
Front Running
Front-Office System
Funds Administrator
Funds Manager
Fungibility of Securities
Futures Contract
General Accounts
General Inspection
Gilt-Edged Assets
Gilt-Edged Market
Global Bond
Government Bonds
Government Securities
Government Securities Certificate
Government Securities Management Fund
Government Securities Market
Gross Bilateral Settlement
Haircut
Head of Operations
Head of Securities Representatives
Heads of Central Government Agencies
Hedge Funds
Hedging
Housing Bonds
IASC
IDB
IOSCO
IPO (Initial Public Offering)
ISDA
Idle Money
Illegal Act
Immobilization of Securities
Independent Director
Index-Linked Debt Obligations
Indirect Investment Funds
Indirect Investment Property
Indirect Investment Securities
Individual
Inflation-Indexed Bond
Initial Margin
Initial Public Offerings (IPO)
Insider Trading
Insolvent
Inspector
Institutional Investor
Insured Bond
Interbank Market
Interbank Money Market
Interbank Transaction
Interdealer Broker
Interest Rate Control
Interest Rate Futures
Interest Rate Risk
Interest Rate Swap
Interest in a Managed Investment Scheme
Internal Control
International Accounting Standard
International Accounting Standard Committee (IASC)
International Organization of Securities Commissions (IOSCO)
International Securities Market Association (ISMA)
Investigation
Investigator
Investment Advice
Investment Advisor
Issuers
Issuing Calendar
Junk Bonds
KICPAA
LIBOR (London Interbank Offered Rate)
Land Office
Law-GS
Law-NGS
Legacy
Leverage
Liaison Office (or Representative Office)
License Conditions
Licensed Firm
Licensed Representative
Life Cycle of a Benchmark Issue
Limited-Recourse Financing
Liquid Issue
Liquid Market
Liquidation Margin
Liquidity Premium
Liquidity Risk
Listed Entity
Listed Securities
Loss-Sharing Arrangement
Lot
Management Status Evaluation
Margin Call
Mark-to-Market Accounting Methods
Market Liquidity Risk
Market Maker
Market Manipulation
Market Operator
Market Risk
Market Value
Matching
Maturity
Maturity Transformation
Maximum/Minimum Trade Size
Mediation
Mediator
Medium Term Note (MTN)
Merger and Acquisition
Merger and Acquisition
Merit Base Fee
Merit Based Payment
Micro-Market Structure
Minimum Capital Requirement
Minority Shareholder
Mismatch
Money Market
Money Payment, Remittance and Transfer Companies
Moral Hazard
Multiple-Price Auctions
Municipal Bond
Mutual Fund
National Debt
Net Capital
Net Capital of a Securities Firm
Net Present Value (NPV)
Netting
New Securities
Nominal Interest
Nomination Committee
Non-Bank Financial Institution
Non-Client Order
Non-Executive Director
Non-Government Securities
Non-Marketable Government Securities
Non-Marketable Securities
Noncompetitive Auction Bid
OTC
Obligation
October Effect
Off-Off-The-Run Issue
Off-The-Run Issue
Officer
On-The-Run Issue
Ongoing Development Properties
Open Market Operation
Open-End Mutual Fund
Open-Outcry Trading
Open-ended Funds
Operating Rule of a Securities Market, Clearance and Settlement Facility, or Securities Depository
Operating Rules
Operational Risk
Operator
Opportunistic Issuers
Options
Order
Order-Driven Market
Other Fund
Out-of-Pocket Cost
Outstanding Bonds
Over-The-Counter Market
Overseas Branch
Overseas Subsidiary
Paperless Securities
Par Value
Paris Club
Partial Inspection
Parties
Partnership
Pass Through
Paying Agent
Payment Order
Periodic Report
Permitted Entity
Perpetual Bond
Person
Person Assisting the Inspection
Pip
Plant, Machinery and Equipment or PME
Pledge
Pledgee
Pledgor
Positive Carry
Preference Share
Premium
Prescribed Level of Net Capital
Price Discovery
Price Risk
Price Taker
Primary Dealers
Primary Market
Principal Account
Principle of Equality
Principle of Generality
Principle of Publicity
Private Placement
Private or Personal Offer
Professional Advisor
Professional Independent Accountant
Professional Securities Certificate
Professional Securities Training Course
Property Assets
Prudential Regulation
Public Debt
Public Debt Management
Public Investor
Public Investor's Ownership
Public Issuance of Equity Securities
Public Limited Company
Public Offer
Put Option
Quote-Driven Market
RTGS
Real Interest Rate
Real-Time Gross Settlement (RTGS)
Recourse Loans
Redemption
Redemption Profile
Registered Securities
Reinvestment Risk
Relate-Party Transactions
Related Entity
Related Party
Related Security
Renewal Bonds
Reopening Operation
Repo
Representative Office (or Liaison Office)
Repurchase Agreement
Requested Disclosure
Reserve Money
Reserve Requirement
Retail Investors
Retail Market
Return on Equity?? (ROE)
Reverse Auction
Reverse Tap Purchase
Risk Management Committee
Risk Management Plan
Risk Management System
Risk Premium
Risk Ratio of a Securities Firm
Rollover Risk
Same-day Settlement
Saving Bonds
Secondary Market
Secured Debt Securities
Securities Account
Securities Bond in Relation to a Securities Firm
Securities Broker
Securities Business of Person
Securities Certificate
Securities Clearance and Settlement Facility
Securities Dealer
Securities Depository
Securities Firm
Securities Instrument in Relation to a Securities Firm
Securities Intermediaries
Securities Lending
Securities Market
Securities Pricing
Securities Registrar
Securities Representative
Securities Salesman
Securities Training Course
Securities Transaction
Securities Transfer Agent
Securities and Exchange Commission of Cambodia
Securitization
Security Bond
Security Interest
Self Regulatory Organization
Self-Dealing
Self-Regulatory Organisation (SRO)
Senior Debt Securities
Senior Officer
Senior Staff
Service Agreement
Settlement Date
Settlement Default
Settlement Risk
Shareholder's Equity
Shareholders
Shareholders Equity
Short Selling
Short the Currency
Sinking Fund
Solvency Margin
Sovereign Bond
Special Disclosure
Special-Purpose Bond
Spot Transaction
Spread
Standby Lending Facilities
Stock Buy-back and Cancellation
Stock Buy-back and Cancellation
Straight Bond
Strategic Shareholders
Stripped Bond
Stripping
Structured Bond
Sub-Decree (Anukret)
Sub-Depositories
Sub-National Government Agencies
Subordinated Debt Securities
Subordinated Loan
Subscriber
Subscription Auction
Substantial Interest in Voting Share
Substantial Share Holding
Succession
Successor
Sunset Clause
Swaps and Derivatives Association
Swaps of Securities
Syndication
System Trading Program
System Trading Program
Systemic Risk
Takeover
Takeover
Tap Sales of Bonds
Tax Neutrality
Tender Offer
The Term "Accounts"
Timely Disclosure
Title
Total External Liabilities
Trading
Trading hour
Transfer Risk
Transparency
Treasury Bill
Treasury Bonds
Trustee
Underwriting
Underwriting Agreement
Uniform Price Auction
Valuation Standard
Value for Money (VFM)
Voting Share
When-Issued Security
Wholesale Investor
Wholesale Market
Winners Curse
Withholding Tax
Working hour
Yield
Yield Auction
Yield Curve
Yield to Maturity
Zero-Coupon Bond
Explaination


ACLEDA Securities Plc.


This SECURITIES DICTIONARY is an inventive supported document that has been prepared since 2001 in order to meet the need of using terminology in the securities sector, as a new realm in the Cambodia context, and the process of preparing Cambodia Stock Exchange by collected the words, phrases and explanations from various sources, especially legal documents, provision related to stock market and electronic devises as well.

This SECURITIES DICTIONARY has been prepared for several purposes:

  • For the need of using technical words in the Equity Market.
  • A contribution to improve the know-how on technical worlds/phrases that have been used in the Exchange for necessary usage.
  • Standardizing the use of technical words in the field.
  • To ease studying and researching the development of the Securities Exchange in the Kingdom of Cambodia.
  • Announcing to use for the public benefit as E-SECURITIES DICTIONARY onward.

It would be sincere gratitude to all management and employees of ACLEDA SECURITIES PLC. who have contributed to arrange and prepare this SECURITIES DICTIONARY to be occurred.

I would wishing the management and employees of ACLEDA SECURITIES PLC., their families as well as the thousand customers, as intelligent investors, of ACLEDA SECURITIES PLC. and over one million customers of ACLEDA Bank Plc. a goodness, healthy, prosperity, success and happiness.

Let it be conscientious and contributive for all related task in the human society immortally as it may.



Phnom Penh, August 14, 2014          
President & CEO of ACLEDA SECURITIES PLC.




This Securities Dictionary is the intellectual property rights held by ACLEDA Securities Plc.
Site Map    Newsletter    Legal Notice    Find us on Facebook
Online Visitors: 7    Today‚Äč Visitors: 139    Yesterday Visitors: 2,325