ភាសាខ្មែរ
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Securities Dictionary
532 Words
| Accounting Firm |
| Accrued Interest |
| Additional Issuance of Equity Securities |
| Advertisement |
| Algorithmic Trading System |
| Alternative Trading Systems (ATS) |
| Amortization |
| Amortization Schedule |
| Annuities |
| Anukret |
| Anukret |
| Applicant |
| Arbitrage Trading |
| Asset Transfer |
| Asset Transfer |
| Asset Valuation Agent |
| Asset-Backed Securities |
| Asset-Liability Management |
| Associate |
| Associated Person of a Broker or Dealer |
| Attachment |
| Auction |
| Audit / Auditing |
| Audit Committee |
| Auditor |
| Autonomous Transactions Affecting Excess Reserves |
| Back-Office System |
| Backup |
| Balance Sheet |
| Bank Debenture |
| Basic Securities Certificate |
| Basis Point |
| Bearer |
| Bearer Bonds |
| Bearer Securities |
| Bearer Security |
| Benchmark Issue |
| Benchmark Yield Curve |
| Bequest |
| Best Execution |
| Bid Price |
| Blind Inter-Dealer Broker Screens |
| Board of Directors |
| Bond Conversion |
| Bond Washing |
| Bond with Equity Warrant |
| Bond with Warrants |
| Bonds |
| Book-Entry Securities |
| Book-Entry System |
| Brady Bonds |
| Branch of a Foreign Securities Firm |
| Bullet Loans |
| Bureau |
| Buy |
| Buy-and-Hold |
| Buyback Operation |
| CEDEL |
| Call Option |
| Capital Adequacy |
| Capital Expenditure |
| Capital Gain |
| Captive Sources of Government Funding |
| Cash Flow |
| Cash Management |
| Cashier's Check |
| Central Bank Liquidity Management Policy |
| Central Counterparty |
| Central Depository |
| Change of Office Type |
| Change of a Business Office |
| Clearance and Settlement Facility |
| Clearing |
| Close Relative |
| Close-ended Funds |
| Closed Funds |
| Closed-End Mutual Fund |
| Code of Ethics |
| Collateral |
| Collateralized Mortgage Obligation |
| Collective Investment Contract |
| Collective Investment Fund |
| Collective Investment Product |
| Collective Investment Scheme |
| Collusion |
| Commencement of Business |
| Commercial Paper |
| Committee in Payment and Settlement Systems |
| Common Control Combination |
| Company |
| Competitive bidding |
| Composition |
| Conduit or "Paper Company" |
| Confidentiality Agreement |
| Contingent Liabilities |
| Continuous Disclosure |
| Contractual CIF |
| Contractual Mutual Fund |
| Contractual saving industry |
| Controlling Interest in Voting Share |
| Conversion Rights |
| Convertible Bond |
| Convertible Debt Securities |
| Correspondent Bank |
| Country Risk |
| Coupon |
| Coupon Rate |
| Coupon Washing Trade |
| Court |
| Credit Enhancement |
| Credit Risk |
| Crowding Out |
| Currency Risk |
| Custody Account |
| Custody Arrangement |
| Custody of Securities, Funds or Other Property |
| Cut-Off Price |
| DVP |
| Damage |
| Day Trading |
| Dealer Market |
| Debenture |
| Debt Management Office |
| Debt Securities |
| Deep-Discount Bond |
| Default Risk |
| Deficit Grants |
| Delivery Versus Payment |
| Dematerialized Securities |
| Denomination |
| Depleting Assets |
| Depositary Receipts |
| Depository System for Securities |
| Derivative Broker |
| Derivative Brokerage Business |
| Derivative Instrument |
| Derivative Instrument |
| Derivative Representative |
| Derivatives |
| Derivatives Markets |
| Development Rights |
| Directed Credit |
| Director |
| Directors |
| Disciplinary Actions |
| Disclosure Document |
| Disclosure Requirements |
| Discount |
| Discount Window |
| Discretionary Account |
| Dual-Currency Bonds |
| Due Date |
| E-Trading |
| EUROCLEAR |
| Electronic Trading Systems (ETS) |
| Endorse |
| Endorsement |
| Equity Securities |
| Eurobonds |
| Eurodolger |
| Ex-ante Price Information |
| Ex-post Price Information |
| Excess Reserve |
| Execution Risk |
| Executive Director |
| Exempt Offer |
| Exempt Securities Dealer |
| Exempt Securities Transaction |
| External Auditor |
| Face Amount |
| Family Member |
| Financial Accounting Standards Board (FASB) |
| Financial Instruments |
| Financial Intermediation |
| Financial Statement |
| Firm Commitment |
| Fixed-Rate Instrument |
| Floating-Rate Note |
| Floating-Rate Securities |
| Foreign Currency-Linked Instrument |
| Forgery |
| Forward Transaction |
| Fragmentation of Market |
| Front Running |
| Front-Office System |
| Funds Administrator |
| Funds Manager |
| Fungibility of Securities |
| Futures Contract |
| General Accounts |
| General Inspection |
| Gilt-Edged Assets |
| Gilt-Edged Market |
| Global Bond |
| Government Bonds |
| Government Securities |
| Government Securities Certificate |
| Government Securities Management Fund |
| Government Securities Market |
| Gross Bilateral Settlement |
| Haircut |
| Head of Operations |
| Head of Securities Representatives |
| Heads of Central Government Agencies |
| Hedge Funds |
| Hedging |
| Housing Bonds |
| IASC |
| IDB |
| IOSCO |
| IPO (Initial Public Offering) |
| ISDA |
| Idle Money |
| Illegal Act |
| Immobilization of Securities |
| Independent Director |
| Index-Linked Debt Obligations |
| Indirect Investment Funds |
| Indirect Investment Property |
| Indirect Investment Securities |
| Individual |
| Inflation-Indexed Bond |
| Initial Margin |
| Initial Public Offerings (IPO) |
| Insider Trading |
| Insolvent |
| Inspector |
| Institutional Investor |
| Insured Bond |
| Interbank Market |
| Interbank Money Market |
| Interbank Transaction |
| Interdealer Broker |
| Interest Rate Control |
| Interest Rate Futures |
| Interest Rate Risk |
| Interest Rate Swap |
| Interest in a Managed Investment Scheme |
| Internal Control |
| International Accounting Standard |
| International Accounting Standard Committee (IASC) |
| International Organization of Securities Commissions (IOSCO) |
| International Securities Market Association (ISMA) |
| Investigation |
| Investigator |
| Investment Advice |
| Investment Advisor |
| Issuers |
| Issuing Calendar |
| Junk Bonds |
| KICPAA |
| LIBOR (London Interbank Offered Rate) |
| Land Office |
| Law-GS |
| Law-NGS |
| Legacy |
| Leverage |
| Liaison Office (or Representative Office) |
| License Conditions |
| Licensed Firm |
| Licensed Representative |
| Life Cycle of a Benchmark Issue |
| Limited-Recourse Financing |
| Liquid Issue |
| Liquid Market |
| Liquidation Margin |
| Liquidity Premium |
| Liquidity Risk |
| Listed Entity |
| Listed Securities |
| Loss-Sharing Arrangement |
| Lot |
| Management Status Evaluation |
| Margin Call |
| Mark-to-Market Accounting Methods |
| Market Liquidity Risk |
| Market Maker |
| Market Manipulation |
| Market Operator |
| Market Risk |
| Market Value |
| Matching |
| Maturity |
| Maturity Transformation |
| Maximum/Minimum Trade Size |
| Mediation |
| Mediator |
| Medium Term Note (MTN) |
| Merger and Acquisition |
| Merger and Acquisition |
| Merit Base Fee |
| Merit Based Payment |
| Micro-Market Structure |
| Minimum Capital Requirement |
| Minority Shareholder |
| Mismatch |
| Money Market |
| Money Payment, Remittance and Transfer Companies |
| Moral Hazard |
| Multiple-Price Auctions |
| Municipal Bond |
| Mutual Fund |
| National Debt |
| Net Capital |
| Net Capital of a Securities Firm |
| Net Present Value (NPV) |
| Netting |
| New Securities |
| Nominal Interest |
| Nomination Committee |
| Non-Bank Financial Institution |
| Non-Client Order |
| Non-Executive Director |
| Non-Government Securities |
| Non-Marketable Government Securities |
| Non-Marketable Securities |
| Noncompetitive Auction Bid |
| OTC |
| Obligation |
| October Effect |
| Off-Off-The-Run Issue |
| Off-The-Run Issue |
| Officer |
| On-The-Run Issue |
| Ongoing Development Properties |
| Open Market Operation |
| Open-End Mutual Fund |
| Open-Outcry Trading |
| Open-ended Funds |
| Operating Rule of a Securities Market, Clearance and Settlement Facility, or Securities Depository |
| Operating Rules |
| Operational Risk |
| Operator |
| Opportunistic Issuers |
| Options |
| Order |
| Order-Driven Market |
| Other Fund |
| Out-of-Pocket Cost |
| Outstanding Bonds |
| Over-The-Counter Market |
| Overseas Branch |
| Overseas Subsidiary |
| Paperless Securities |
| Par Value |
| Paris Club |
| Partial Inspection |
| Parties |
| Partnership |
| Pass Through |
| Paying Agent |
| Payment Order |
| Periodic Report |
| Permitted Entity |
| Perpetual Bond |
| Person |
| Person Assisting the Inspection |
| Pip |
| Plant, Machinery and Equipment or PME |
| Pledge |
| Pledgee |
| Pledgor |
| Positive Carry |
| Preference Share |
| Premium |
| Prescribed Level of Net Capital |
| Price Discovery |
| Price Risk |
| Price Taker |
| Primary Dealers |
| Primary Market |
| Principal Account |
| Principle of Equality |
| Principle of Generality |
| Principle of Publicity |
| Private Placement |
| Private or Personal Offer |
| Professional Advisor |
| Professional Independent Accountant |
| Professional Securities Certificate |
| Professional Securities Training Course |
| Property Assets |
| Prudential Regulation |
| Public Debt |
| Public Debt Management |
| Public Investor |
| Public Investor's Ownership |
| Public Issuance of Equity Securities |
| Public Limited Company |
| Public Offer |
| Put Option |
| Quote-Driven Market |
| RTGS |
| Real Interest Rate |
| Real-Time Gross Settlement (RTGS) |
| Recourse Loans |
| Redemption |
| Redemption Profile |
| Registered Securities |
| Reinvestment Risk |
| Relate-Party Transactions |
| Related Entity |
| Related Party |
| Related Security |
| Renewal Bonds |
| Reopening Operation |
| Repo |
| Representative Office (or Liaison Office) |
| Repurchase Agreement |
| Requested Disclosure |
| Reserve Money |
| Reserve Requirement |
| Retail Investors |
| Retail Market |
| Return on Equity?? (ROE) |
| Reverse Auction |
| Reverse Tap Purchase |
| Risk Management Committee |
| Risk Management Plan |
| Risk Management System |
| Risk Premium |
| Risk Ratio of a Securities Firm |
| Rollover Risk |
| Same-day Settlement |
| Saving Bonds |
| Secondary Market |
| Secured Debt Securities |
| Securities Account |
| Securities Bond in Relation to a Securities Firm |
| Securities Broker |
| Securities Business of Person |
| Securities Certificate |
| Securities Clearance and Settlement Facility |
| Securities Dealer |
| Securities Depository |
| Securities Firm |
| Securities Instrument in Relation to a Securities Firm |
| Securities Intermediaries |
| Securities Lending |
| Securities Market |
| Securities Pricing |
| Securities Registrar |
| Securities Representative |
| Securities Salesman |
| Securities Training Course |
| Securities Transaction |
| Securities Transfer Agent |
| Securities and Exchange Commission of Cambodia |
| Securitization |
| Security Bond |
| Security Interest |
| Self Regulatory Organization |
| Self-Dealing |
| Self-Regulatory Organisation (SRO) |
| Senior Debt Securities |
| Senior Officer |
| Senior Staff |
| Service Agreement |
| Settlement Date |
| Settlement Default |
| Settlement Risk |
| Shareholder's Equity |
| Shareholders |
| Shareholders Equity |
| Short Selling |
| Short the Currency |
| Sinking Fund |
| Solvency Margin |
| Sovereign Bond |
| Special Disclosure |
| Special-Purpose Bond |
| Spot Transaction |
| Spread |
| Standby Lending Facilities |
| Stock Buy-back and Cancellation |
| Stock Buy-back and Cancellation |
| Straight Bond |
| Strategic Shareholders |
| Stripped Bond |
| Stripping |
| Structured Bond |
| Sub-Decree (Anukret) |
| Sub-Depositories |
| Sub-National Government Agencies |
| Subordinated Debt Securities |
| Subordinated Loan |
| Subscriber |
| Subscription Auction |
| Substantial Interest in Voting Share |
| Substantial Share Holding |
| Succession |
| Successor |
| Sunset Clause |
| Swaps and Derivatives Association |
| Swaps of Securities |
| Syndication |
| System Trading Program |
| System Trading Program |
| Systemic Risk |
| Takeover |
| Takeover |
| Tap Sales of Bonds |
| Tax Neutrality |
| Tender Offer |
| The Term "Accounts" |
| Timely Disclosure |
| Title |
| Total External Liabilities |
| Trading |
| Trading hour |
| Transfer Risk |
| Transparency |
| Treasury Bill |
| Treasury Bonds |
| Trustee |
| Underwriting |
| Underwriting Agreement |
| Uniform Price Auction |
| Valuation Standard |
| Value for Money (VFM) |
| Voting Share |
| When-Issued Security |
| Wholesale Investor |
| Wholesale Market |
| Winners Curse |
| Withholding Tax |
| Working hour |
| Yield |
| Yield Auction |
| Yield Curve |
| Yield to Maturity |
| Zero-Coupon Bond |
Explaination
This SECURITIES DICTIONARY is an inventive supported document that has been prepared since 2001 in order to meet the need of using terminology in the securities sector, as a new realm in the Cambodia context, and the process of preparing Cambodia Stock Exchange by collected the words, phrases and explanations from various sources, especially legal documents, provision related to stock market and electronic devises as well.
This SECURITIES DICTIONARY has been prepared for several purposes:
- For the need of using technical words in the Equity Market.
- A contribution to improve the know-how on technical worlds/phrases that have been used in the Exchange for necessary usage.
- Standardizing the use of technical words in the field.
- To ease studying and researching the development of the Securities Exchange in the Kingdom of Cambodia.
- Announcing to use for the public benefit as E-SECURITIES DICTIONARY onward.
It would be sincere gratitude to all management and employees of ACLEDA SECURITIES PLC. who have contributed to arrange and prepare this SECURITIES DICTIONARY to be occurred.
I would wishing the management and employees of ACLEDA SECURITIES PLC., their families as well as the thousand customers, as intelligent investors, of ACLEDA SECURITIES PLC. and over one million customers of ACLEDA Bank Plc. a goodness, healthy, prosperity, success and happiness.
Let it be conscientious and contributive for all related task in the human society immortally as it may.
Phnom Penh, August 14, 2014
President & CEO of ACLEDA SECURITIES PLC.
This Securities Dictionary is the intellectual property rights held by ACLEDA Securities Plc.